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Über ComplySci

The ComplySci Platform is a web-based compliance monitoring solution that tracks employee activity against your firms code of ethics.

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Nutzerbewertungen filtern (7)

Chan-ree K.
Senior Compliance Officer in Japan
Finanzdienstleistungen, 501-1.000 Mitarbeiter
Verwendete die Software für: Mehr als 2 Jahre
Herkunft der Bewertung

Great compliance software for any type of financial firms

5 vor 2 Monaten Neu

Kommentare: Very comfortable.

Vorteile:

The ease of navigating through different program for daily monitoring purposes.

Nachteile:

The software can improve in the area where returning to a previous page will take you to where you left off rather than refreshed page where I have to search again for where I left.

Irene V.
Compliance Assistant in USA
Finanzdienstleistungen, 51-200 Mitarbeiter
Verwendete die Software für: Mehr als 1 Jahr
Herkunft der Bewertung

ComplySci Review - Compliance

5 vor 3 Monaten

Kommentare: For the most part ComplySci does the job but still needs upgrades as previously mentioned and brought up by members of my team and I.

Vorteile:

It's tracking feature for trade requests, certifications, data feeds and employee details.

Nachteile:

The many discrepancies and holes that can be found on a day to day basis.

Tamari D.
Compliance Officer in USA
Vermögensverwaltung, 201-500 Mitarbeiter
Verwendete die Software für: 6-12 Monate
Herkunft der Bewertung

2 level approval

4 vor 2 Monaten Neu

Kommentare: overall it does its job to comply with government regulations

Vorteile:

I like how easy it is to run reports. a preclearance approval process is set u an easy way done. like how system helps you to customise

Nachteile:

it doe not have a two-level approval system. for example if pre-clearance needs to be approved it has to go two-level approval process based on company policy. Complyscy does not have two-level approval system

Christa W.
Compliance Manager in USA
Investmentbanking, 201-500 Mitarbeiter
Verwendete die Software für: Mehr als 2 Jahre
Herkunft der Bewertung

Worth the money, but legwork is needed

5 vor 3 Monaten

Kommentare: 8/10

Vorteile:

I like that it is all housed in one place for our compliance needs

Nachteile:

its not completely editable. There are some things like simple words that cant be changed.

Milagros K.
Chief Compliance Officer in USA
Finanzdienstleistungen, 11-50 Mitarbeiter
Verwendete die Software für: Mehr als 2 Jahre
Herkunft der Bewertung

A real time saver

5 vor 4 Monaten

Kommentare: while i cannot compare to other software, i am truly happy with what i am getting.

Vorteile:

i can enter recurring requests and only need to do so one time. i am beginning to add training presentations and having team respond to questions and certify. employee trading is a breeze to track and you are constantly adding new brokers. support team is great.

Nachteile:

i cannot easily download individual employee statements when requested by auditing.

Brooke C.
Compliance Officer in USA
Finanzdienstleistungen, 11-50 Mitarbeiter
Verwendete die Software für: Mehr als 2 Jahre
Herkunft der Bewertung

Great Compliance Software for smaller firms

5 vor 2 Monaten

Kommentare: ComplySci is our first and only compliance software. It has been a great addition to our compliance program and has helped streamline many compliance tasks like political contribution, personal trading reporting, and our compliance certifications.

Vorteile:

ComplySci makes compliance certifications easy and the customer support is quick and efficient.

Nachteile:

That there are many asset managers who don't yet use the personal trading data stream feature.

Ashley S.
Compliance Analyst in USA
Finanzdienstleistungen, 11-50 Mitarbeiter
Verwendete die Software für: Mehr als 1 Jahr
Herkunft der Bewertung

ComplySci Review

5 vor 4 Monaten

Kommentare: Very positive, great support

Vorteile:

The product is very easy to use, I like the features to track employee certifications the most.

Nachteile:

I do not have any complaints about this product.