Nutzerbewertungen filtern (7)
Great compliance software for any type of financial firms
Kommentare: Very comfortable.
The ease of navigating through different program for daily monitoring purposes.
The software can improve in the area where returning to a previous page will take you to where you left off rather than refreshed page where I have to search again for where I left.
ComplySci Review - Compliance
Kommentare: For the most part ComplySci does the job but still needs upgrades as previously mentioned and brought up by members of my team and I.
It's tracking feature for trade requests, certifications, data feeds and employee details.
The many discrepancies and holes that can be found on a day to day basis.
2 level approval
Kommentare: overall it does its job to comply with government regulations
I like how easy it is to run reports. a preclearance approval process is set u an easy way done. like how system helps you to customise
it doe not have a two-level approval system. for example if pre-clearance needs to be approved it has to go two-level approval process based on company policy. Complyscy does not have two-level approval system
Worth the money, but legwork is needed
I like that it is all housed in one place for our compliance needs
its not completely editable. There are some things like simple words that cant be changed.
A real time saver
Kommentare: while i cannot compare to other software, i am truly happy with what i am getting.
i can enter recurring requests and only need to do so one time. i am beginning to add training presentations and having team respond to questions and certify. employee trading is a breeze to track and you are constantly adding new brokers. support team is great.
i cannot easily download individual employee statements when requested by auditing.
Great Compliance Software for smaller firms
Kommentare: ComplySci is our first and only compliance software. It has been a great addition to our compliance program and has helped streamline many compliance tasks like political contribution, personal trading reporting, and our compliance certifications.
ComplySci makes compliance certifications easy and the customer support is quick and efficient.
That there are many asset managers who don't yet use the personal trading data stream feature.
Kommentare: Very positive, great support
The product is very easy to use, I like the features to track employee certifications the most.
I do not have any complaints about this product.